Regulation D

Results: 5181



#Item
831Software testing / Science / Anticipatory thinking / Source code / Quality assurance / Software assurance / Reliability engineering / Object Management Group / Acceptance testing / Software quality / Software development / Software engineering

Ms. Elizabeth M. Murphy Securities and Exchange Commission 100 F Street, NE Washington, D.C[removed]Re: SEC Proposed Rule – Regulation SCI SEC File No. S7-01-13; Release No[removed]Dear Ms. Murphy,

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Source URL: www.sec.gov

Language: English - Date: 2013-07-09 12:33:51
832Financial regulation / Financial system / Business / Financial Industry Regulatory Authority / OTC Bulletin Board / U.S. Securities and Exchange Commission / Securities Exchange Act / Securities regulation in the United States / Self-regulatory organization / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]February 2, 2015 Admin. Proc. File No[removed]

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Source URL: www.sec.gov

Language: English - Date: 2015-02-02 16:48:17
833Financial regulation / Finance / Securities Exchange Act / Business / Securities Act / U.S. Securities and Exchange Commission / Regulation D / United States Securities and Exchange Commission / United States securities law / 73rd United States Congress

SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-MIAX[removed]February 6, 2015 Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectivenes

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Source URL: www.sec.gov

Language: English - Date: 2015-02-09 09:50:54
834U.S. Securities and Exchange Commission / North American Securities Administrators Association / Financial system / Finance / United States securities law / Financial regulation / Securities Act

NORTH AMERICAN SECURITIES ADMINISTRATORS ASSOCIATION, INC. 750 First Street N.E., Suite 1140 Washington, D.C[removed]0900 Fax: [removed]www.nasaa.org

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Source URL: www.sec.gov

Language: English - Date: 2015-02-12 16:07:00
835United States Securities and Exchange Commission / Futures exchanges / Finance / Financial system / Financial Industry Regulatory Authority / U.S. Securities and Exchange Commission / Regulation NMS / Stock market / Futures contract / Financial economics / United States securities law / Self-regulatory organizations

July 11, 2013 Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, N.E. Washington, D.C[removed]

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Source URL: www.sec.gov

Language: English - Date: 2013-07-11 11:44:53
836Finance / Financial regulation / 73rd United States Congress / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / Form 144 / Naked short selling / United States securities law / United States Securities and Exchange Commission / Financial economics

U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. SECURITIES EXCHANGE ACT OF 1934 Release No[removed]February 27, 2015 The U.S. Securities and Exchange Commission (“Commission”) announced the temporary suspen

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Source URL: www.sec.gov

Language: English - Date: 2015-02-27 06:07:41
837United States securities law / Financial regulation / 73rd United States Congress / Investment / Stock market / Regulation D / U.S. Securities and Exchange Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Securities Exchange Act / Financial economics / United States Securities and Exchange Commission / Finance

March 2, 2015 U.S Securities and Exchange Commission 100 F Street, N.E. Washington, D.C[removed]Attn: Brent J. Fields Secretary, Securities and Exchange Commission

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Source URL: www.sec.gov

Language: English - Date: 2015-03-03 11:44:11
838Hedge fund / Regulation D / Accredited investor / Investment Company Act / Institutional investor / U.S. Securities and Exchange Commission / Collective investment scheme / Securities Exchange Act / SEC filing / Financial economics / Investment / Finance

March 2, 2015 Via Electronic Filing: Brent J. Fields Secretary U.S. Securities and Exchange Commission 100 F Street, NE

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Source URL: www.sec.gov

Language: English - Date: 2015-03-03 11:47:48
839Financial regulation / Government / New Deal / Securities Act / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities and Exchange Commission / United States / United States securities law / United States Securities and Exchange Commission / 73rd United States Congress

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Washington, D.C[removed]ADMINISTRATIVE PROCEEDINGS RULINGS Release No[removed]March 2, 2015

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Source URL: www.sec.gov

Language: English - Date: 2015-03-02 14:34:43
840Public administration / Law / Office of Information and Regulatory Affairs / Rulemaking / Office of Management and Budget / Regulation / Food and Drug Administration / Notice of proposed rulemaking / Administrative Law /  Process and Procedure Project / United States administrative law / Administrative law / Government

Regulatory Policy The United States Perspective Nancy Beck, Ph.D., DABT Office of Information and Regulatory Affairs U.S. Office of Management and Budget

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Source URL: www.oecd.org

Language: English - Date: 2014-07-21 01:33:51
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